Name of Beneficial Owner
|
| |
Number of
Common Shares |
| |
Percentage
|
| ||||||
5% Stockholders | | | | | | | | | | | | | |
Foundry Group Next, L.P.(1)
|
| | | | 7,217,710 | | | | | | 21.2% | | |
Armistice Capital Master Fund Ltd.(2)
|
| | | | 3,400,000 | | | | | | 9.9% | | |
Entities associated with Crosslink(3)
|
| | | | 2,355,290 | | | | | | 6.9% | | |
Entities associated with Uncork Capital(4)
|
| | | | 1,702,824 | | | | | | 5.0% | | |
Lewis Pell(5)
|
| | | | 1,569,060 | | | | | | 4.6% | | |
Named Executive Officers and Directors | | | | | | | | | | | | | |
Amin J. Khoury, PhD (Hon)(6)
|
| | | | 4,130,790 | | | | | | 12.1% | | |
David Helfet, M.D.(7)
|
| | | | 787,735 | | | | | | 2.3% | | |
Mark Krosney
|
| | | | 256,728 | | | | | | * | | |
Michael Senft(8)
|
| | | | 70,515 | | | | | | * | | |
Thomas P. McCaffrey(9)
|
| | | | 218,360 | | | | | | * | | |
Heather Floyd(10)
|
| | | | 31,852 | | | | | | * | | |
Timothy J. Scannell(11)
|
| | | | 30,763 | | | | | | * | | |
Stephen M. Ward, Jr.(12)
|
| | | | — | | | | | | — | | |
Brad Feld(1)
|
| | | | 7,217,710 | | | | | | 21.2% | | |
Jason DiBona(13)
|
| | | | 189,482 | | | | | | * | | |
Ryan Tyler(14)
|
| | | | 140,495 | | | | | | * | | |
Directors and executive officers as a group (12 persons)(15)
|
| | | | 13,295,267 | | | | | | 39.8% | | |